Empleos actuales relacionados con Avp Compliance and Regulatory Officer - Lima - Moody's
-
Legal and Compliance Analyst
hace 2 semanas
Lima, Perú PayJoy A tiempo completo**About PayJoy** PayJoy is a mission-first credit provider dedicated to helping under-served customers in emerging markets to achieve financial stability and success. Our patented technology for secured credit provides an on-ramp for new customers to enter the credit system. Through PayJoy’s point-of-sale financing and credit cards, customers gain access...
-
Legal and Compliance Analyst
hace 2 días
Lima, Perú PayJoy A tiempo completoAbout PayJoyPayJoy is a mission-first credit provider dedicated to helping under-served customers in emerging markets to achieve financial stability and success. Our patented technology for secured credit provides an on-ramp for new customers to enter the credit system. Through PayJoy's point-of-sale financing and credit cards, customers gain access to a...
-
Officer II, AML Compliance
hace 2 días
Lima, Perú Western Union A tiempo completoJR0126001Officer II, AML Compliance – Lima, PeruAre you looking to play a key role in helping tackle money laundering and other financial crime? Are you ready to unleash your potential in a global business that is committed to moving money for better? Are you interested in joining a globally diverse organization where our unique contributions are...
-
Local Pharmacovigilance Officer
hace 2 días
Lima, Perú Sitero LLC A tiempo completoLocal PV Officer – JOB DESCRIPTIONSitero is an emerging leader in Clinical services and software solutions for the life sciences industry. We have experience and expertise in a diverse range of therapeutic areas and focus on innovative, technology-enabled solutions that allow our clients to focus on their core strengths. For early phase studies through...
-
Compliance Lead
hace 2 días
Lima, Perú Cornerstone Per A tiempo completoJob SummaryAs a Compliance Lead, you will be responsible for overseeing and managing all aspects of regulatory compliance within our organization. Your primary goal will be to ensure that our company operates in accordance with all relevant laws, regulations, and industry standards. You will develop and implement compliance policies and procedures, conduct...
-
Compliance Manager
hace 2 días
Lima, Perú Cornerstone Per A tiempo completoJob SummaryAs a Compliance Lead Manager, you will be responsible for leading the strategic direction, management, and oversight of the organization's regulatorycompliance program. In this role, you will manage a team of compliance professionals, ensuring that the company operates in full adherence to applicable laws, regulations, and industry standards. You...
-
Compliance Officer
hace 1 semana
Lima, Perú Siemens A tiempo completoEl equipo de Compliance de Siemens está buscando a una persona para trabajar como Compliance Officer de Perú & Ecuador. **Responsabilidades**: - Ejecutar operacionalmente el Sistema de Compliance. - Implementar herramientas, procesos y capacitación en de acuerdo con lo requerido por Compliance y el Negocio para realizar una gestión activa de riesgos. -...
-
Lima, Perú AboitizPower A tiempo completoJob ID: 3384Location: LimaCompany: Lima Enerzone CorporationDepartment: LEZC Safety, Health, Environment and Security DepaEmployment Type: ProbationaryWork Arrangement: On-SiteJob SummaryTheSafety, Health, Environment & Security (SHES) Specialistsupports the implementation and administration of the company's SHES programs by ensuring regulatory compliance,...
-
Officer II, AML Compliance
hace 2 días
Lima - Avenida Santa Cruz No, Perú Western Union A tiempo completoRole ResponsibilitiesWorking together with a team of specialists, in internal controls, compliance, AML and risk areas, reporting suspicious activity, conducting investigation, working on projects and providing feedback for process improvement.Provide clients with market information and global economic news to help influence their cash flow,Provides AML...
-
Director, Regulatory Policy
hace 2 días
Lima, Perú Johnson & Johnson Innovative Medicine A tiempo completoAt Johnson & Johnson, we believe health is everything. Our strength in healthcare innovation empowers us to build a world where complex diseases are prevented, treated, and cured, where treatments are smarter and less invasive, and solutions are personal. Through our expertise in Innovative Medicine and MedTech, we are uniquely positioned to...
Avp Compliance and Regulatory Officer
hace 2 semanas
**The Role**:
Moody’s is seeking an experienced
**AVP Compliance and Regulatory Officer** to support the Moody’s Local rating businesses in Latin America, with a particular focus on Peru, Panama and Bolivia. Based in Lima, Peru, this role will be part of the Moody’s Global Compliance team and report to the Head of Compliance and Regulatory Affairs for Moody’s Local in New York.
**Responsibilities**:
The AVP Compliance and Regulatory Officer will be the chief point of contact to support the Moody’s Local businesses in identifying and navigating regulatory and reputational risks and opportunities in each jurisdiction. Responsibilities include:
- Coordinate compliance and regulatory affairs efforts in each jurisdiction in alignment with Moody’s Local regional standards, ensure Moody's Local entities are meeting domestic regulatory requirements, and facilitate escalation and appropriate resolution of compliance and regulatory issues.
- Act as the designated compliance officer and primary liaison with regulators in Peru, Panama, Bolivia and other jurisdictions to be specified, respond to supervisory inquiries, prepare all periodic compliance reports, and prepare internal staff for regulatory examinations.
- Identify, analyse and report policy and regulatory developments that could affect the Moody’s Local businesses in each jurisdiction, contribute to the drafting of responses to consultation papers and other policy-related submissions, and manage any regulatory change.
- Support the successful development and implementation of codes of conduct, compliance policies and procedures in alignment with Moody’s Local regional standards, and advise employees on their implementation, including with respect to securities trading, gifts, outside business interests, confidentially, separation, recordkeeping and regulatory disclosures.
- Contribute as necessary to the drafting of talking points and briefing packages for meetings with regulators, government bodies and standard setters to advocate for Moody’s policy positions and in support of strategic projects.
- Conduct investigations and support the compliance surveillance team where necessary.
- Assist in the preparation and delivery of training materials and presentations as necessary.
- Carry out compliance risk assessments and identify actions that the company must take to mitigate those risks.
- Report to the Moody’s Local boards of directors and senior management on a periodic and ad hoc basis.
- Assist in other compliance and regulatory affairs tasks as required to ensure team objectives are achieved.
- 5-8 years of compliance and/or regulatory affairs experience at a financial industry regulator or regulated financial services firm.
- Bachelor's degree or higher in business, law or other finance related discipline.
- Proven ability to lead meetings with financial regulators and high level executives in a multinational corporation.
- Strong written and oral communication skills; fluent in English and Spanish, both verbal and written.
- Professional, pro-active, flexible, diligent and dependable.
- Excellent interpersonal skills and team oriented.
- Must be highly organized with attention to detail and the ability to multi-task and meet tight deadlines.
- Ability to adapt to changing business and regulatory environments.
- Must be able to work on own initiatives, with limited supervision.
- Unquestionable personal code of ethics, integrity, inclusion and trust.
- Wiliness to travel as needed to the different countries in which Moody’s Local operates to meet with regulators and other external stakeholders.
- Strong Microsoft Excel, PowerPoint, and Word skills.
Compliance
Moody’s is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation, gender expression, gender identity or any other characteristic protected by law.
Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.
